Foundations of the Jewish Polity1
People and Polity: The Organizational Dynamics of World
Jewry,
Chapter 1
Daniel J. Elazar
Jews can be fully understood only when they are
recognized as members of a polity -- a covenantal community linked by a
shared destiny, a promised land, and a common pattern of communications
whose essential community of interest and purpose and whose ability to
consent together in matters of common interest have been repeatedly
demonstrated. In traditional terms, Judaism is essentially a
theopolitical phenomenon, a means of seeking salvation by constructing
God's polity, the proverbial "city upon a hill," through which the
covenantal community takes on meaning and fulfills its purpose in the
divine scheme of things.2 From a more
secular point of view (if such a distinction can be made), Jewish
peoplehood, has been the motivating force for communal life and
creativity throughout the long history of the Jewish people. The power
and pervasiveness of this force has certainly been demonstrated in our
own time.
The Jewish polity has some special characteristics. It
is worldwide in scope but territorial only in a limited sense. it is not
a state, although a state is an essential part of it.3 It is authoritative but only for those who
accept citizenship within it. It does not demand the exclusive loyalty
of those attached to it, because many of its members share multiple
loyalties.4 And, finally, it exists by
virtue of a mystique, and orientation toward a future that looks to the
redemption of humanity.
Preeminently, the Jewish polity survives because of the
will of its citizens and their active application of that will to carve
out an area of autonomous existence in the midst of peoples who would
absorb or eliminate them.5 As it turns
out, this is as true of Israel in its own way as it has been of the
diaspora Jewish communities, just as it was true of all the earlier
Jewish commonwealths.
It is always a mistake to underestimate the continuity
of culture. Individuals are formed early in their lives by the cultures
into which they are born. So, too, is a people. The seeds of whatever
Jews are today were planted at the very birth of the Jewish people.
Certain key characteristics visible then and deriving from those
original conditions have persisted over time despite all the subsequent
changes in the Jewish situation.
The Jewish polity is a product of a unique blend of
kinship and consent. The blend is already reflected in the biblical
account of its origins: a family of tribes that becomes a nation by
consenting to God's covenant.6 (It
should be noted that the term federal is derived from the Latin foedus
meaning covenant.) It continues to be reflected in later biblical
narratives.7
Postbiblical Jewish history gave the blend a new
meaning. That Jews were born Jewish puts them in a special position to
begin with, one which more often than not forced them together for
self-protection. Yet sufficient opportunities for conversion,
assimilation, or the adoption of a posture of simple apathy toward any
active effort to maintain Jewish life were almost always available as
options. The survival of organized and creative Jewish life, then, can
only be understood in the light of the active will of many Jews to
function as a community, in itself a form of consent ratified by
repeated consensual acts over the millennia.
Beyond the sheer fact of communal survival, consent has
remained the normal basis for organizing the Jewish polity. Jews in
different localities consented (and consent) together to form
congregations and communities -- in Hebrew the terms are
synonymous.8 They did (and do) this
formally through articles of agreement, charters, covenants, and
constitutions. The traditional Sephardi term for such articles of
congregational-communal agreement, askamot, conveys this meaning
exactly. The local communities were (and are) then tied together by
additional consensual arrangements, ranging from formal federations to
the tacit recognition of a particular halakhic authority, shtadlan, or
supralocal body as authoritative.9 When
conditions were propitious, the de facto confederation of Jewish
communities extended to wherever Jews lived. When this level of
political existence was impossible, the binding force of Jewish law
served to keep the federal bonds from being severed.
Covenantal Foundations
Jews have traditionally organized their communities
into coherent bodies politic on a constitutional basis. In Jewish law,
every Jewish community is a partnership of its members. There is no such
thing as "the state" existing independently of the people in halakhah or
Jewish tradition. The ultimate constitutional basis of that partnership
is the original covenant establishing the Jewish people, the covenant
that tradition records as having been made between God and the twelve
tribes of Israel at Sinai. From that covenant came the Torah, the
traditional constitution of the Jewish people.
When Jews speak of Torah, they do not refer to the five
books of Moses alone but to the Torah as it has grown, with the Talmud
added to it, with the interpretations and commentaries added to both, in
the light of the historical experience of the Jewish people. Until
modern times, nobody disputed the traditional constitution. Jews
accepted the Torah. They may have argued over its interpretation, but
they accepted it. And out of that acceptance the Jewish polity was given
constitutional form.
A covenant is a morally informed agreement or pact
between parties having an independent and sufficiently equal status
based upon voluntary consent and established by mutual oaths or promises
involving or witnessed by a transcendent authority. A covenant provides
for joint action to achieve defined ends, limited or comprehensive,
under conditions of mutual respect in a way that protects the respective
integrities of all the parties to it. Every covenant involves
consenting, promising, and agreeing. Most are meant to be of unlimited
duration, of not perpetual. Covenants can bind any number of partners
for a variety of purposes, but in essence they are political in that
their bonds are used principally to create relationships best understood
in political terms.
As much as covenant is a theological and a political
concept, it is also informed by a moral or ethical perspective that
treats political relationships in the classical manner. That is, it
links power and justice -- the two faces of politics -- and preserves
the classic and ancient links between ethics and politics. Again, the
emphasis is on relationships rather than structures as the key to
political justice. Structures are always important, but ultimately, no
matter how finely tuned the structures, they come alive (or fail to)
only through the human relationships that inform and shape them.
Covenant is tied in an ambiguous relationship to two
related terms, compact and contract. On one hand, both compacts and
contracts are closely related to covenant, and sometimes the terms are
even used interchangeably. Moreover, covenantal societies tend to
emphasize contractual arrangements at every level of human affairs.
However, there are real differences between the three terms. Covenants
and compacts differ from contracts in that the first two are
constitutional or public and the last private. As such, covenantal or
compactual obligation is broadly reciprocal; those bound by one or the
other are obligated to respond to one another beyond the letter of the
law rather than to limit their obligations to the narrowest contractual
requirements. Hence, covenants and compacts are inherently designed to
be flexible in some respects and firm in others. As expressions of
private law, contracts tend to be interpreted as narrowly as possible as
to what the contract explicitly mandates.
A covenant differs from a compact in that its morally
binding dimension takes precedence over its legal dimension. In its
heart of hearts, a covenant is an agreement in which a higher moral
force, traditionally God, is either a direct party to or guarantor of a
particular relationship. A compact, based as it is on mutual pledges
rather than guarantees by or before a higher authority, rests more
heavily on legal as well as moral grounding for its politics. In other
words, compact is a secular phenomenon.
This is historically verifiable by examining the shift
in terminology that took place in the seventeenth and eighteenth
centuries. Although those who saw the hand of God in political affairs
as a rule continued to use the term covenant, those who sought a secular
grounding for politics turned to the term compact. Though the
distinction was not always used with strict clarity, it does appear
consistently. the issue was further complicated by Rousseau and his
followers, who talk about the social contract, a highly secularized
concept, which, even when applied for public purposes, never develops
the same moral obligation as either covenant or compact.
In its original biblical form, covenant embodies the
idea that relationships between God and humans are based on morally
sustained compacts of mutual promise and obligation. God's covenant with
Noah (Genesis 9), which came after Noah had hearkened fully to God's
commands in what was, to say the least, an extremely difficult
situation, is the first of many examples. In its political form,
covenant expresses the idea that people can freely create communities
and polities, peoples and publics, and civil society itself through such
morally grounded and sustained compacts (whether religious or otherwise
in impetus), establishing thereby enduring partnerships.10
The covenantal approach is closely connected with
constitutionalism. A covenant is the constitutionalization of a set of
relationships of a particular kind. As such, it provides the basis for
the institutionalization of those relationships; but it would be wrong
to confuse the order of precedence. Again, the biblical model whereby a
covenant provides the basis for constitutional government by first
establishing a people or civil society which then proceeds to adopt a
constitution of government for itself, is paradigmatic. Here the
constitution involves the translation of a prior covenant into an actual
frame or structure of government. Sometimes the constitution includes
the covenant within it, serving both purposes simultaneously.
The American Declaration of Independence is an
excellent example of a political covenant. The diverse inhabitants of
the thirteen colonies reaffirmed that they consented to become a people.
It was not without reason, therefore, the Abraham Lincoln fondly
described the union created by that act as "a regular marriage."11 The partners do not unquestionably live
happily ever after, but they are bound by covenant to struggle toward
such an end, a commitment well understood and made explicit by Lincoln
during the Civil War.
The covenantal approach not only informs and animates
the Jewish polity but represents the greatest Jewish contribution to
political life and thought. It is possible that covenant ideas emerged
spontaneously in different parts of the world. If covenant thinking is
rooted in human nature as well as nurture, it is to be expected that
some people everywhere would be oriented toward the idea somehow.
However, it is not sufficient for random individuals to be disposed to
it for an idea to take root and spread. Somehow a culture or
civilization must emerge that embodies and reflects that idea.
The first such civilization or culture was that of
ancient Israel whose people transformed and perfected a device
originally developed among the west Asian peoples who inhabited the
area. The first know uses of covenant were the vassal treaties through
which the empire builders of west Asia secured the fealty of lesser
peoples and their domains through pacts secured by oath before their
respective deities.12 These
international or intra-imperial pacts laid out the form that covenants
have taken ever since, which included five elements: a prologue
indicating the parties involved, a preamble stating the general purposes
of the covenant and the principles behind it, a body of conditions and
operative clauses, an oath to make the covenant morally binding, and
stipulated sanctions to be applied if the covenant were violated.
Either parallel to or derived from these ancient vassal
covenants there emerged domestic political and religious usages of
covenant. The two were connected in the bible to form the classic
foundation of the covenant tradition.13
God's covenant with Israel established the Jewish people and founded it
as a body politic, while at the same time creating the religious
framework that gave that polity its raison d'etre, its norms, and
its constitution, as well as the guidelines for developing a political
order based on proper, that is, covenantal, relationships.
Biblical adaptation of the forms of the vassal
covenants involved a transformation of the purpose and content so great
as to mean a difference in kind, not merely degree. A covenant was used
to found a people, making their moral commitment to one another far
stronger and enduring that that of a vassal to an imperial overlord. The
Bible draws a distinction between "sons of the covenant," bnei
brit in Hebrew, and "masters of the covenant," ba'alei brit. Bnei
brit is used where the covenant has created a new entity whose
partners are bound together as siblings in a family. The covenant that
unites and forms the Jewish people in the biblical account and in all
later Jewish history makes all Jews bnei brit. However, where the
term used is ba'alei brit the covenant is essentially an
international treaty. It does not create a new entity, but establishes a
relationship of peace and mutual ties between separate entities that
remain separate for all purposes outside the limited-purpose pact.
This new form of covenant was understood to be not
simply witnessed by Heaven, but as bringing God in as a partner, thus
informing it with religious value and implication for the Israelites,
who saw no distinction between its religious and political dimensions.
The covenant remained a theopolitical document with as heavy an emphasis
on the political as could be. The strong political dimension reflected
God's purpose in choosing one people to be the builders of a holy
commonwealth that would be a model for all others.
It was only later with the rise of Christianity and the
beginning of the long exile of the Jews from their land that covenant
took on a more strictly religious character for some, in which the
political dimension was downplayed, if not downright ignored by
Christian theologians on the one hand and diminished by Jewish legists
on the other. Christianity embraced the covenant idea as one of its
foundations but reinterpreted the old biblical covenant establishing a
people and a polity to be a covenant of grace between God and individual
humans grated unilaterally and mediated by Jesus.14 Jewish legists simply took the basic
covenantal framework of Judaism for granted and concentrated on the fine
points of the law as applied to daily living or the expected messianic
redemption.15
In the Jewish world, the political dimension of
covenanting received new impetus in the eleventh through fourteenth
centuries to provide a basis for constituting local Jewish communities
throughout Europe. That effort ran parallel to the establishment of
municipal corporations throughout the continent, which were legitimized
by royal charter, usually negotiated between the municipality and the
throne.16
All this is well documented in Jewish sources. Because
Jews were always moving, either by choice or by necessity, when they
came to new places they had to organize communities, for Jews cannot
function Jewishly without organized communities. It was to ease the
process that model covenants for setting up communities and communal
institutions came into existence. Thus Sefer HaShtarot (The Book of
Contracts), a late eleventh or early twelfth century compendium of model
laws (significantly, in the form of contracts) by Rabbi Judah
HaBarceloni, a Spanish Jew, includes model laws for every contingency,
all of which are in accord with the Torah, that is, constitutional.17 It is the first such compendium that we
know of in Jewish history. Perhaps it is the first in history. It
includes model covenants or contracts for establishing welfare
societies, for organizing synagogues, for organizing assistance to
widows and orphans, for establishing schools, and many others. Most
especially, it includes a model covenant for establishing a kehillah, a
local community whose preamble reads as follows:
We, the elders and leaders of the community of
________, due to our many sins we have declined and become fewer and
weaker, and until only few have been left of many, like a single tree
at the mountaintop, and the people of our community have been left
with no head or nasi [magistrate] or head justice or leader, so that
they are like sheep without a shepherd and some of our community go
about improperly clothed and some speak obscenely and some mix with
the gentiles and eat their bread and become like them, so that only in
the Jewish name, are they at all different. We have seen and discussed
the matter and we agreed in assembly of the entire community, and we
all, great and small alike, have gone on to establish this covenant in
this community.
The model covenant continues to describe how the
community, by this action, establishes its right to enact ordinances,
establish institutions, levy and collect taxes -- in short, carry on all
the functions of a municipal government.
The principles of community enunciated in the forgoing
document are clear. For the actions of a community to be legally binding
in Jewish law, it had to be duly constituted by its prospective members,
preferably through a constituent assembly and a constitutional document.
They must be able to say that "we have met together as the elders, that
we have discussed the matter, that we have agreed in assembly of the
entire community." If these patterns were not followed the action would
not be valid.
Covenant and the Origins of the Polity
Since its beginnings, political science has identified
three basic ways in which polities come into existence: conquest,
organic development, and covenant.18
These questions of origins are not abstract; the mode of founding of a
polity does much to determine the framework for its later political
life.
Conquest can be understood to include not only its most
direct manifestation, a conqueror gaining control of a land or a people,
but also such subsidiary ways as a revolutionary conquest of an existing
state, a coup d'etat, or even an entrepreneur conquering a market and
institutionalizing his control through corporate means. Conquest tends
to produce hierarchically organized regimes ruled in an authoritarian
manner: power pyramids with the conqueror on top, his agents in the
middle, and the people underneath the entire structure. The original
expression of this kind of polity was the pharaonic state of ancient
Egypt. It was hardly an accident that those rulers who brought the
pharaonic state to its fullest development had pyramids built as their
tombs. Although the pharaonic model has been judged illegitimate in
Western society, modern totalitarian theories, particularly fascism and
nazism, represent an attempt to give it theoretical legitimacy.
Organic evolution involves the development of political
life from its beginnings in families, tribes, and villages to large
polities in such a way that institutions, constitutional relationships,
and power alignments emerge in response to the interaction between past
precedent and changing circumstances with the minimum of deliberate
constitutional choice. The result it a polity with a single center of
power, dominated by an accepted political elite, controlling the
periphery, which may or may not have influence at the center. Classic
Greek political thought emphasized the organic evolution of the polity
and rejected any other means of polity-building as deficient or
improper. The organic model is closely related to the concept of natural
law in the political order. Natural law informs the world and, when
undisturbed, leads to a kind of organic development, which, in turn,
results in this model of the polity.
The organic model has proved most attractive to
political philosophers precisely because, at its best, it seems to
reflect the natural order of things. Thus it has received the most
intellectual and academic attention. However, just as conquest produces
hierarchically organized regimes ruled in an authoritarian manner,
organic evolution produces oligarchic regimes, which, at their best,
have an aristocratic flavor and, at their worst, are simply the rule of
the many by the few. In the first, the goal is to control the top of the
pyramid; in the second, the goal is to control the center of power.
Covenantal foundings emphasize the deliberate coming
together of humans as equals to establish bodies politic so that all
reaffirm their fundamental equality and retain their basic liberties.
Polities whose origins are covenantal reflect the exercise of
constitutional choice and broad-based participation in constitutional
design. Polities founded by covenant are essentially federal in the
original meaning of the term -- whether they are federal in structure or
not. that is, each polity is a matrix compounded of equal confederates
who come together freely and retain their respective integrities even as
they are bound in a common whole. Such polities are republican by
definition, and power in them must be diffused among many centers or the
cells within the matrix.
Recurring expressions of the covenant model are found
among the Jews, whose people started out as rebels against pharaonic
Egypt; the Swiss, whose people started out as rebels against the Holy
Roman Empire; and the Dutch, Scots and Puritans who rebelled against the
Roman Catholic hierarchy in the Reformation era. In the modern epoch,
republicans who were rebels against either hierarchical or organic
theories of the state adopted the covenant model in one version or
another. Frontiersmen -- people who have chosen to settle in new areas
where there are no established patterns of governance in which to fit
and who, therefore, have had to compact with one another to create
governing institutions -- are to be found among the most active
covenanters.
What is common to all political societies rooted in the
covenant idea is that they have drawn their inspiration proximately or
ultimately from its biblical source. There is evidence of other
contractual or oath-bound societies and, of course, constitutionalism of
various kinds exists outside the biblical tradition. But there is no
evidence of any developed covenantal tradition that is not derived from
the Bible.
The biblical grand design for humankind is federal in
three ways. (1) It is based on a network of covenants beginning with
those between God and man, which weave the web of human, especially
political, relationships in a federal way -- through pact, association
and consent. (2) The classical biblical commonwealth was a fully
articulated federation of tribes instituted and reaffirmed by covenant
to function under a common constitution and laws. Any and all
constitutional changes in the Israelite polity were introduced through
covenanting, and even after the introduction of the monarchy, the
federal element was maintained until most of the tribal structures were
destroyed by external forces. The biblical version of the restored
commonwealth in the messianic era envisages the reconstitution of the
tribal federation. (3) The biblical vision for the "end of days" -- the
messianic era -- not only sees a restoration of Israel's tribal
federation, but what is, for all intents and purposes, a world
confederation of nations, each preserving its own integrity while
accepting a common divine covenant and constitutional order. This order
will establish appropriate covenantal relationships for the entire
world. Although it shares many of the same positive ends, it is the
antithesis of the ecumenical world state envisaged by the Roman and
Christian traditions, which see the merging of everyone into a single
entity. The biblical-covenantal-Jewish view sees peoples preserving
their own integrities within a shared whole.
Covenant theory emphasizes human freedom because only
free people can enter into agreements with one another. It also
presupposes the need for government and the need to organize civil
society on principles that assure the maintenance of those rights and
the exercise of power in a cooperative or partnership-like way.
Covenantal (or federal) liberty, however, is not simply
the right to do as one pleases within broad boundaries. Federal liberty
emphasizes liberty to pursue the moral purposes for which the covenant
was made. This latter kind of liberty requires that moral distinctions
be drawn and that human actions be judged according to the terms of the
covenant. This does not preclude changes in social norms, but the
principles of judgement remain constant. Consequently, covenantal
societies, founded as they are on covenantal choice, emphasize
constitutional design and choice as a continuing process.
The Edah as a Classic Republic
The Jewish polity has followed the covenant model since
its inception, adapting it to variegated circumstances in which Jews
have found themselves over the millennia -- as a tribal federation, a
federal monarchy, a state with a diaspora, a congress of covenantal
communities, a network of regional federations or confederations, or a
set of voluntary associations.
The classic Hebrew name for this kind of polity is
edah. The edah is the assembly of all the people constituted as a
body politic. Edah is often translated as congregation; that term
has a religious connotation today that it did not have when introduced
in sixteenth and seventeenth century biblical translations. Then it had
a civil meaning as well. It was a "congregation -- an institutionalized
gathering of people who congregate (come together) that meets at regular
times or frequently for common action and decision making.19
In Mosaic times edah became the Hebrew equivalent of
"commonwealth" or "republic," with strong democratic overtones. The idea
of the Jewish people as an edah has persisted ever since and the
term has been used to describe the Jewish body politic in every period
to the present. In this respect, the term parallels (and historically
precedes) similar phenomena such as the landesgemeinde in
Switzerland, the Icelandic althing, and the town meeting in the
United States.
The characteristics of the original edah can be
summarized as follows:
- The Torah is the constitution of the edah.
- All members of the edah, men, women, and children,
participate in constitutional decisions.
- Political equality exists for those capable of taking full
responsibility for Jewish survival.
- Decisions are made by an assembly that determines its own leaders
within the parameters of divine mandate.
- The edah is portable and transcends geography.
- Nevertheless, for it to function completely, the edah needs
Eretz Israel.
These basic characteristics have been preserved with
such modifications as were necessary over the centuries. This, in
biblical times, taking full responsibility for Jewish survival meant
being able to bear arms. Subsequently, the arms-bearing measure of
political equality gave way to one of Torah study. Today the diaspora
measure is contributing to the support of Israel, while arms-bearing is
again the measure in Israel. The principles of assembly, leadership and
decision making have remained the same although modes of assembling,
leadership recruitment, and leaders' roles and responsibilities have
changed from time to time. The portability of the desert-born
edah is as notable a characteristic as is its attachment to Zion.
The Torah has persisted as the edah's constitution albeit with
changing interpretations.
The regime most common in Jewish experience has been
the aristocratic republic, in the classic sense of the term -- rule by a
limited number who take upon themselves an obligation or conceive of
themselves as having a special obligation to their people and to God.
For Jews, this has been manifested in some combination of a perceived
obligation by those of greater status or wealth to utilize their
privileged position to help other Jews and by those learned in Torah to
serve the will of God by serving the community.
Jewish republicanism is rooted in a democratic
foundation based on the equality of all Jews as citizens of the Jewish
people. All Jews must participate in the establishment and maintenance
of their polity, as demonstrated in the Bible -- at Sinai, on the plain
of Moab, before Shechem, and elsewhere -- in Sefer HaShtarot, and
in many other sources. Nor is that foundation merely theoretical; even
where power may not be exercised on a strictly democratic basis, it is
generally exercised in light of democratic norms.
There are problems associated with the use of these
terms, but they do help us understand that the Jewish polity often has
been governed by a kind of trusteeship. It is a trusteeship because the
community is republican, because it is a res publica, a public
thing or a commonwealth -- a body politic that belongs to its members.
The Jewish people is a res publica with a commitment to a teaching and
law, which its members are not free simply to alter as they wish but
must be maintained to be faithful to principles.
The Western world today takes the republican revolution
for granted. Yet the republican revolution was one of the great
revolutions of modernity. It is the foundation of modern democratic
government. The West pioneered in the idea and practice of republican
government. The Jews were among the first many centuries ago. then came
the Greeks and the early Romans. Except for a few outposts, including
the Jewish kehillah, republicanism died under the realities of
imperial Rome and medieval feudalism, replaced by absolutism. In modern
times, a revolution was needed to restore the republican principle.
Before the republican revolution, the prevailing view was that the state
was the private preserve of its governors. When Louis XIV said "I am the
state" he was articulating a classic antirepublican position.
The rise and fall of dictators in the Third World today
shows the situation in a region that is in transition from prerepublican
to republican government. It is no accident that most of the Arab
states, after their revolutions in the 1950s and early 1960s, added the
word "republic" to their new names, to signify that they sought to be
part of the republican revolution. The Islamic world, far more than
Europe, held to the notion for centuries that the organs of governance
belonged to whomever held power. The people sought to stay clear of
involvement with their governors. At best, the ruler was benevolent; he
was Harun al-Rashid, who put on a disguise and wandered in the
marketplace and, as he saw injustices, rectified them on the spot. He
was a benevolent despot, but it was still despotism; it was not a
republican government. More often than not, the despotism was just that,
hence the postcolonial revolutions in the Arab world and the at least
symbolic embracing of republicanism, which, in most Arab states, has yet
to become real.
Still, an aristocratic republic always has a darker
side in that it has a tendency to degenerate into oligarchy. the history
of governance in the Jewish community ha been one of swinging between
the two poles of aristocratic republicanism and oligarchy. Though this
is a perennial problem, the basic aristocratic republicanism of the
Jewish polity has worked equally well to prevent absolutism or
autocracy.
The Jewish people rarely has had anything like
dictatorship and then only locally and de facto under unique
circumstances. Jews are notably intractable people, even under
conditions of statehood where coercion theoretically has been possible;
hence, dictatorship has not been an acceptable regime for Jews.
Nor have Jews in the past had anything like the open
society of the kind envisaged by many contemporary Westerners, in which
every individual is free to chose his or her own "life-style." One of
the reasons for this is that being Jewish and maintaining the Jewish
polity has not been simply a matter of survival. it has also been a
matter of living up to specific norms based on divine teaching and law,
which establish the expectation that private and public life is to be
shaped according to that teaching and law.
The Three Arenas of Jewish Political Organization
From earliest times, the Jewish polity has been
organized in three arenas. Besides the edah, or national, arena,
there are countrywide or regional, and local arenas of organization. The
immediately local arena comprises local Jewish communities around the
world of varying sizes, under varying forms of communal organization.
Whether we are speaking of Yavneh or Saragossa, Mottel or Chicago, the
local community remains the basic cell of Jewish communal life. Here the
institutions that serve the Jewish community are organized and
function.
Beyond the local arena, there is a larger, countrywide
arena in which the Jews in particular regions, countries, or states
organize for common purposes. The organizational expressions of that
arena have included such phenomena as the Resh Galuta (Exilarch) and
Yeshivot of Babylonia, the Vaad Arba Aratzot (Council of the Four Lands)
of late medieval Poland, the State of Israel, the Board of Deputies of
British Jewry, and the congeries of "national" (meaning countrywide)
organizations of American Jewry framed by the Council of Jewish
Federations. Fund-raising for Israel, for example, depends on work in
local communities but is generally organized in this second arena on a
country-by-country basis.
Beyond the second arena, there is the third, that of
the Jewish people as a whole: the edah. This arena was extremely
weak for nearly a millennium but has been given new institutional form
within the last century, most particularly in our time. The edah
is the main focus of the reconstitution of the Jewish people in our
time.
This threefold division into separate arenas of
governance, once formulated in early Israelite history, has remained a
permanent feature of Jewish political life. This is so despite frequent
changes in the forms of organization of the several arenas and in the
terminology used to describe them.
The Bible delineates the first form in which these
three arenas were constituted. The edah was constituted by the
shevatim (shevet, tribe), each with its own governmental
institutions. Each shevet was, in turn, a union of batei av
(bet av, extended household). After the Israelite settlement in
Canaan, the most prominent form of local organization was the ir
(city or township) with its own assembly (ha'ir) and council
(sha'ar ha'ir or ziknai ha'ir).
Subsequently, in the local arena, just at the bet
av gave way to the ir, the ir gave way to the
kehillah (local community) wherever the Jewish population was a
minority. The kehillah became the molecular unit of organization
for all postbiblical Jewry, especially because new kehillot could
be established anywhere by any ten adult Jewish males who so constituted
themselves. Although the kehillah survives in the diaspora, in
contemporary Israel, the local arena is once again governed by
comprehensive municipal units -- cities or villages.
Similarly, the breakdown of the traditions tribal
system (a phenomenon that long preceded the first exile) resulted in the
replacement of the shevet by the medinah (properly
rendered as autonomous jurisdiction or province in its original
meaning), a regional framework, which embraces a congeries of
kehillot that it unites in an organizational structure, as in
Medinat Yehud (Judea in the Persian Empire). In the diaspora, the term
medinah became almost interchangeable with eretz (country)
to describe the intermediate arena, as in Medinat Polin (the organized
Jewish community in Poland) or Eretz Lita (the organized Jewish
community in late medieval Lithuania). In modern times, the term came to
mean a politically sovereign state and is now used only in connection
with Medinat Yisrael (the State of Israel).
The term edah, as an expression of the widest
form of Jewish political association, retained its original usage
unimpaired until transformed in colloquial modern Hebrew usage, where it
came to denote a country-of-origin group in Israel. Occasionally, it was
replaced by such synonyms as Knesset Yisrael. The edah managed to
survive the division of Israel into two kingdoms, the Babylonian exile,
and the Roman conquest of Judea by developing new forms of comprehensive
organization. During the period of the second commonwealth (c. 440B.C.E.
- 140C.E.) and again from the second to the eleventh centuries, it was
particularly successful in constructing a fully-articulated
institutional framework that embraced both Israel and the diaspora. The
breakdown of the universal Moslem empire and the consequent demise of
the edah-wide institutions of Resh Galuta and Gaonate in the
middle of the eleventh century left world Jewry bereft of comprehensive
institutions other than the halakhah itself. From then until the
mid-nineteenth century, the edah was held together principally by
its common Torah and laws as manifested in a worldwide network of
rabbinical authorities linked by their communications (responsa) on
halakhic matters.20
The Three Ketarim
Classically, leadership in the Jewish polity has been
divided and shared among three domains known in Hebrew as the three
ketarim (crowns): the keter torah, the domain of the
Torah; the keter kehunah, the domain of the priesthood; and the
keter malkhut, literally, the crown of kingship but more
correctly understood as the domain of governance. Each of these
ketarim has functions it must perform if Jewish life is to be
complete; hence, all are necessary for the survival and development of
the edah.21 There has never been
a time when the edah has not in some way functioned through some
kind of division of authority and powers among the three ketarim.
This is not separation of powers in the modern sense. The ketaric
division is for comprehensive polities which embrace more than the
organs of government in the modern sense. Hence it comes prior to the
executive-legislative-judicial division. Each keter combines a
range of functions, institutions, and roles within its domain.
The keter torah embraces those who are
responsible for the maintenance and application of the Torah, its laws,
principles, and spirit in the life of the Jewish people and governance
of the edah. Its roots go back to Moses, the first navi (prophet)
and, as such, the first to bear that keter. After the age of
prophecy, it passed to the soferim (scribes) and then to the
Sanhedrin with its hakhamim (sages) and rabbis. In the
traditional Jewish polity, its bearers functioned primarily as teachers
and judges.
The keter kehunah embraces those who are
responsible for the ritual and sacerdotal expressions of Jewish being,
designed to bring Jews closer to Heaven individually and collectively
(and hence to each other as Jews). From a public perspective, the
functions of this crown play a major role in determining the fact and
character of citizenship in the edah. Originally granted in the
Torah to Aaron and his heirs, it is principally identified with the
cohanim, but after the destruction of the Second Temple, its
functions passed to other religious functionaries, principally
hazzanim and, more recently, congregational rabbis, and generally
were confined to the most local arena of Jewish organization.
The keter malkhut embraces those who are
responsible for conducting the civil business of the edah: to
establish and manage its organized framework, its political, and social
institutions, to raise and expend the money needed for the functioning
of the edah, and to handle its political and civic affairs.
Although like the other, it is bound by the Torah-as-constitution, this
keter has existed as a separate source of authority since the
beginning of the edah, with its own institutions,
responsibilities, and tasks. It is the oldest of the ketarim,
emerging out of the patriarchal leadership of the original Israelite
families. Later, it passed to the nesi'im (magistrates),
shofetim (judges), and zekenim (elders), and then to the
melekh (king). After the end of Jewish political independence in
Eretz Israel, it was carried on by the Nasi (patriarch) in Eretz
Israel and the Resh Galuta (exilarch) in Babylonia, the negidim
of Spain, and the parnassim of the kehillot.
Thus, one of the ways in which Jews attempted to
prevent the corruption of their governing bodies was through the
division of powers in the polity. The legitimacy of the division is made
explicit in many texts. For example, Bereshit Rabbah, the Midrashic
commentary on the Book of Genesis, comments on the verse: "The scepter
shall not depart from Judah, nor the ruler's staff from between his
legs" (Gen. 49:10). According to the Midrash, the "scepter" is
interpreted as the exilarchs in Babylon, who rule the people, Israel,
with the stick; the "ruler's staff" are the patriarchs of the family of
Rav, who teach Torah to the populace in the land of Israel.
Another explanation of the verse if offered: "The
scepter is the Messiah, son of David (Mashiah ben David) who will rule
over the kingdom, that is to say, Rome, with a stick. And the ruler's
staff are those who teach halakhah to Israel." Even after the
Messiah comes there will have to be a separation of powers, for even he
is not to be trusted with all the powers alone. Even if he can rule over
Rome, there still must be the great Sanhedrin to teach halakhah
to Israel.
This traditional pattern underwent many changes in the
modern epoch but continued to be the basic model for the edah and
its kehillot, if only out of necessity because the classic
division persisted in new forms. In the Western world in the nineteenth
century, the institutions of the keter kehunah became stronger at
the expense of the others as Jewish life was redefined under modernity
to be primarily "religious," even as Jews ceased to rely on the Torah as
binding law. The synagogues became elaborate institutions and their
rabbis the principal instrumentalities of the keter kehunah.
Today, however, the Jewish polity is in the midst of a resurgence of the
keter malkhut. This is principally because of the reestablishment
of a Jewish state in Eretz Israel, but it also reflects changes in the
orientation of Jews in the diaspora.
The increasing narrowness of approach of the
traditional bearers of the keter torah, coupled with the growing
secularization of Jews which made that sphere and the sphere of keter
kehunah less attractive to them, all contributed to this power
shift. In the political world, that domain with the key to political
power obviously had an advantage. In addition, as the other two domains
were fragmented among different movements, each claiming to be
authoritative, the keter malkhut became the only domain in which
all groups would meet together, at least for limited political purposes,
further strengthening the latter's position in the edah. These
shifts in power are only several of many in the history of the
edah, part of the continuing and dynamic tension among the
ketarim.
The Constitutional Periodization of Jewish History
Implicit in the foregoing discussion and otherwise a
matter of commonsense knowledge is that the edah has gone through
periodic regime changes in the course of Jewish history. the key to
understanding those changes is to be found in the patterns of
constitutional development of the Jewish people and its polity. Indeed,
it is possible to suggest that Jewish history can be read as the
progression of the generations through a series of historical epochs,
each marked by the unfolding and subsequent undoing of its own
constitutional synthesis within the overall framework of the Torah,
leading in turn to a new epoch and the necessity for a new
constitutional synthesis. It has been the genius of the Jews as am and
edah to keep the flow of generations intact via those periodic
reconstitutions, through exile and dispersion. Hence the issue of
constitutionalism and constitutional change is central to the study of
Jewish political history in its entirety and provides a base for its
periodization. Basically, this is because the Jewish constitution has
differed from modern constitutions, most significantly because of its
all-embracing character. It is not confined to the delineation of the
political power of a secular society, but extends into virtually all
phases of life. A study of constitutionalism in Jewish history,
accordingly, must embrace far more than the record of specific
fundamental political laws. A reconstruction of the communal
constitution of any particular period of Jewish history must come to
terms with the entire range of communal living during that time and
thereby provide a framework that can encompass virtually all aspects of
Jewish civilization.22
The Torah is, in this respect, both an exemplar and a
touchstone. It contains all the characteristics of organic and
all-embracing law; it has also (for the vast majority of Jewish history
and by the vast majority of the Jewish people) been perceived to be of
Divine origin. On both counts, the Torah must be regarded as the basic
and foremost constitutional document of Jewish history. Its subsequent
modifications and/or amplifications must, therefore, be considered to be
necessitated by overwhelming pressures for constitutional change. All
subsequent constitutional referents claim, whether explicitly or
implicitly, to maintain the traditions embodied in the Torah; but all
nevertheless do so in a manner which supplements and redirects the
original in line with the pressures of contemporary conditions. The
Mishnah, Gemara, and the great halakhic codes (to cite only a few
such documents) thus constitute indices for the identification and
analysis of such adjustments and an explanatory device for relating the
change from one epoch to another. Indeed, the Torah-as-constitution can
be understood as a kind of nucleus to whose original core have been
added layers of additional material, each of which becomes compacted
onto the original to the point where it is bonded to it permanently and
there is no operational difference between earlier and later materials
even where it is possible to distinguish between them.
At the same time, the Torah is a uniquely Jewish
constitution in that it is first and foremost a teaching, as the word
Torah itself indicates. Although binding on Jews through the Sinai
covenant, as a teaching it is based on the recognition that, in a
covenantal system, its binding character still requires consent. Jews
must hearken to their constitutional teaching, and since hearkening
begins with hearing, they must be rendered open to hearing. In Jewish
tradition, this openness comes as a result of learning, not by nature or
grace. This characteristic of the Jewish constitution is reflected,
inter alia, in the use of terms which refer to teaching to describe the
most important constitutional referents, e.g., Torah, Mishneh Torah
(Deuteronomy), Mishnah, Gemara, Talmud.
The idea of Jewish history as constitutional history is
not new, just as explicit reference to the Torah as the fundamental
constitution of the edah is at least as old as Philo and
Josephus.23 Applying this idea in the
special way in which the constitution of the Jewish people embraces more
than fundamental political law, it is possible to discuss meaningfully
constitutions and constitutionalism in Jewish history. Indeed, the
principal value of the constitutional approach to the study of Jewish
history lies in its ability to provide a framework that can embrace
virtually every aspect of Jewish life without either deemphasizing or
overemphasizing the political dimension.
What is distinctive about this approach is its
deliberate emphasis on the political facet of Jewish history.
Accordingly, it is not bound by conventional historiographical
categories. Most conspicuously is this so in the thorny matter of
chronological divisions. The traditional breakdown into "ancient,"
"medieval," and "modern" periods is superseded by a more refined
typology based on the rhythm of political life; so, too, is the less
obtuse (but hardly more helpful) division into standard subperiods:
"biblical," "postbiblical"; "talmudic," "posttalmudic"; "premodern,"
"modern," and the like.
Patterns of Constitutional Development
We begin, the, by distinguishing periods of
constitution-making and constitutional change in the course of Jewish
history on the basis of the Jewish response, or series of connected
responses, to challenges from within or without the edah. In
doing so, we can rely first on recognized constitutional texts and the
benchmarks of Jewish political history and constitutional development,
noting how they relate to one another. Out of those relationships
temporal patterns emerge, with each period representing a particular
rhythm of challenge and response. Once that rhythm is identified, the
framework within which it moves -- and which it modifies -- can be
identified as well. Each epoch is not only characterized by its
constitutional synthesis but also by particular institutional
expressions of that synthesis. Each is set off by founding, climactic,
and culminating events which set its constitutional agenda, bring that
agenda to whatever degree of fruition is achieved, and tie off the
epoch's loose ends in such a way as to start the movement toward a new
constitutional agenda for a new epoch.
Constitutions are changed or modified only as the
necessity for change becomes overwhelming. In the Jewish polity this is
particularly true because of the traditionally Divine nature of Jewish
fundamental law. Hence these epochal transitions occur relatively
infrequently. By tracing the subsequent constitutional modifications of
the Torah which supplemented and redirected the original Torah in line
with the demands of later ages, we posit that Jewish history can be
divided into fourteen constitutional epochs, each of approximately three
centurie's duration and each of which can be seen to possess a distinct
political character of its own, as follows:
- Ha-Avot/The Forefathers c. 1850-c. 1570 BCE
- Avdut Mizrayim/Egyptian Bondage c. 1570-c. 1280 BCE
- Adat Bnei Yisrael/The Congregation of Israelites c.
1280-1004 BCE
- Brit ha-Melukhah/The Federal Monarchy 1004-721 BCE
- Malkhut Yehudah/The Kingdom of Judah 721-440 BCE
- Knesset ha-Gedolah/The Great Assembly 440-145 BCE
- Hever ha-Yehudim/The Jewish Commonwealth 145 BCE-140 CE
- Sanhedrin u-Nesi'ut/The Sanhedrin and the Patriarchate
140-429 CE
- Ha-Yeshivot ve Rashei ha-Golah/The Yeshivot and Exilarchs
429-748 CE
- Yeshivot ve-Geonim/Yeshivot and the Geonim 748-1038 CE
- Ha-Kehillot/The Kehillot 1038-1348 CE
- Ha-Va'adim/Federations of the Kehillot 1348-1648 CE
- Hitagduyot/Voluntary Associations 1648-1948 CE
- Medinah ve-Am/State and People 1948- CE
There are fourteen constitutional epochs of Jewish
history as delineated in accordance with the above criteria. The
thirteen epochs that have been completed were remarkably uniform in
duration. Each epoch extended over nine historical generations (the
years available to mature humans for participation in public affairs),
between 25 and 40 years in length. The shortest epochs were
approximately 280 years in length and the longest 320. This seems to
indicate rise and decline of historical epochs within a similar general
pattern. Each of these epochs corresponds with parallel periods of
general history which had their impact on the Jewish people. but what is
of the essence in this scheme is the Jewish response to whatever
challenges are posed, external as well as internal. Indeed, its emphasis
on the internal Jewish rhythm of events is one of the marks of its
authenticity. Significantly, the patterns itself is suggested in the
Torah, which marks off epochs on a similar basis, i.e., ten generations
from Adam to Noah (nine preflood and then the generation of the new
founding), ten more from Noah to Abraham, 322 years from the birth of
Abraham to the death of Jacob, ten generations in Egyptian bondage, and
ten more from Moses to David.
The Generational Rhythm
The structure of each constitutional epoch reflects the
generational rhythm of human affairs. Man's own biological heritage
provides him with a natural measure of time. We often use the concept of
the generation in a commonsense way for just that purpose, as when we
talk about the "lost generation" or the "generation gap." In fact,
social time does move in sufficiently precise generational units to
account for the rhythm of social and political action. If we look
closely and carefully, we can map the internal structure of each
generation in any particular civil society and chart the relations among
generations so as to formulate a coherent picture of the historical
patterns of its politics.24
During a period rarely, if ever, less than twenty-five
and rarely, if ever, more than forty years, averaging thirty to
thirty-five, most people will move through the productive phase of their
life cycles and then pass into retirement, turning their places over to
others. Every individual begins life with childhood, a period of
dependency in which his role as an independent actor is extremely
limited. Depending upon the average life expectancy of his society, he
begins to assume an active role as a member of society sometime between
the ages of sixteen and thirty -- at which point he has between
twenty-five and forty years of "active life" ahead of him during which
he is responsible for such economic, social, and political roles as are
given to mature men and women in hi society. Sometime between the ages
of sixty and seventy-five, if he is still alive, he is relieved of those
responsibilities and is by convention, if not physically, considered
ready for retirement.
Human political life reflects this generational pattern
on both an individual and a collective basis. Because political
beginnings occur in history from time to time, they establish a much
greater regularity of generational succession in social and political
life than the random processes of human biology. Biology taken alone
should lead to a constant "changing of the guard" because births and
deaths constantly occur. In fact, the biological basis for the
progression of generations is modified by historical and social
processes -- what may be termed factors of geo-historical location.
These regularities reflect the influence of founding -- of peoples,
civil societies, and polities -- on human events. Stated simply,
foundings as beginnings establish a more or less orderly pattern of
generational succession because founders are generally people at the
threshold of their public careers. In the course of founding the new
entity, they not only establish the institutions, offices, and roles to
be filled but become the first incumbents, remaining in those positions
of authority and power until retirement, a generation later. Only when
they vacate their positions can a new generation occupy them and, since
they generally start together, their retirement tends to come at the
same time, thereby opening the way for beginning the process all over
again. Given sufficient data, we could probably trace the generational
cycles and patterns back to the very foundations of organized society.
In the United States, for example, a society whose foundings are
recorded in detail, we can do just that.
Each new generation to assume the reins of power is
necessarily a product of different influences and in a historical
society (as distinct from a preliterate or primitive one), is shaped to
respond to different problems, heightening the impact of the change and
encouraging new political action to assimilate the changes into their
lives. At the same time, the fact that three or (at the most) four
biological generations are alive at any given time creates certain
linkages between generations (e.g., the influence of grandparents on
grandchildren) that ensure a measure of intergenerational contacts and
social continuity and also help shape every generation's perception of
its past and future.
Here we come to the linkage between generations of
people and generational patterns of events. Individual generations not
only have their own integrity but combine to become the building blocks
of historical epochs. Each epoch follows a process of constitutional
development which parallels the intragenerational process of political
change. A review of Jewish constitutional history indicates how this
process works. A specific constitutional framework -- at first the Torah
and in subsequent epochs structured elaborations or restatements of the
Torah -- emerges at the beginning of the epoch, based on a Jewish
response to the needs of the age and locale, usually embodied in a
critical series of events. With the exception of the second, each of the
first seven epochs was inaugurated in its first generation by a formal
covenant involving the people, their leader or leaders, and God, which,
beginning with Epoch III, was then followed (approximately a generation
later) by the acceptance of a text of constitutional character. All but
one of the next six epochs were inaugurated by the introduction of a
code in some form. This constitutional framework becomes the basis for
action and interpretation during the historical period in which it is
dominant. The epoch itself unfolds through a series of generations
until, about midway through it, a generation of climactic events occurs.
Those events bring out the character and thrust of the epoch and usually
are of constitutional significance. The remaining generations in the
epoch basically follow the patterns established by the climactic events
and the entire epoch comes to an end with a series of culminating
events.
Epochs, Covenants, and Constitutions in Ancient
Israel
| Epoch |
Covenant |
Constitution |
| 1. Ha-Avot |
Brit bein ha-Betarim (Abraham's Covenant) |
- |
| 2. Avdut Mizrayim |
- |
Masoret he-Avot (Patriarchal Tradition) |
| 3. Adat Bnei Yisrael |
Brit Sinai (Sinai Covenant) |
Torat Moshe (Mosaic Law) |
| 4. Brit ha-Melukhah |
Brit between David and Am before God |
Torat Moshe and Mishpat ha-Melekh (Law of
Kingship) |
| 5. Malkhut Yehudah |
Covenant renewed on Pesah by Hezekiah |
Torat Moshe and Mishpat ha-Melekh and Prophetic
works |
| 6. Knesset ha-Gedolah |
Amanah (Covenant) of Ezra and Nehemiah |
Torat Moshe and Takkanot Ezra ve-ha-Soferim
(Ordinances of Ezra and the Scribes) |
| 7. Hever ha-Yehudim |
Brit between Simon the Hasmonean, the Zekenim, and
the Am |
Torat Moshe and Torah she-b'al Peh (Oral Torah)
|
During the epoch, a body of interpretations of the
Torah, as understood through the constitutional framework established at
the epoch's beginning, is developed, reaching its apogee in the
climactic generations and thereafter. Then after some three hundred
years, new challenges of time and place demand a more thorough revision
of the framework. Utilizing the body of interpretations developed since
the preceding constitutional revision (some of which already set forth
guidelines for the new era), a revision emerges that provides a basis
for meeting the new conditions. Then the process begins again. In the
course of the epoch, each new revision becomes universal in its
application, not confined to the part of the world in which it
originated. So far as the local differences need to be considered, they
are provided for in the interpretative process, but within the
constitutional framework of time.
The Epochs in Outline
The first two epochs, which are by far the most
obscure, reflect the biblical traditions of the Patriarchs and the
Egyptian bondage. The first (roughly the nineteenth-sixteenth centuries
BCE) begins with the covenant with Abraham which marks the first
emergence of the Jews as a distinctive entity and culminates with the
descent of Jacob's family into Egypt. Under this original covenant, it
might be said that the family which later became the Jewish people first
began to function as Jews. The operative elements of the constitution
were probably an unwritten set of tribal traditions rather than a
written code. This does not lessen its importance as a fundamental
organic law which could be, and was, applied and developed as the basis
of Jewish life until the time of Moses and the Exodus. The second
(roughly the sixteenth-thirteenth centuries BCE) embraces the
generations of slavery in Egypt where the descendents of Jacob retained
their identity and traditional tribal organization.
The third epoch (c.1280-1000 BCE) marks the emergence
of the Jewish people in its first "national" stage, as an edah --
a tribal confederacy -- and as a religious civilization based on a
fundamental organic law, or constitution, the original Mosaic Torah
(Torat Moshe) that was promulgated at Sinai after the covenant there.
Under Torat Moshe, the Jewish people conquered Canaan, became conscious
of a basic common identity and destiny, and embarked on the road toward
national unity under the monotheistic Jewish religious civilization with
all that it entailed.
The fourth epoch (1000-722 BCE) begins with the
emergence of the first major revision of the Mosaic constitution, the
establishment of a federal state under a constitutional monarchy at the
time of David. The constitutional form used in this period was the
covenant between the people through their tribes and the king before
God. Apparently, each new ascendant to the throne had to bind himself to
maintain that covenant, which was designed, among other things, to
protect the Torah as constitution and the traditional liberties of the
tribes.
The division of the kingdom after the death of Solomon
changed the framework of the monarchic covenant but did not change its
basic constitutional form, particularly since both David and Solomon
actually reigned over two separate entities, Judah and Israel. The
monarchic constitution continued as a dual one, as it were, existing as
the organic law of two related kingdoms, with each developing its own
operational variants (e.g., dynastic consistency in Judah). The Bible
itself provides illustrations of how the common heritage of the Jewish
people was maintained in the twin kingdoms.
The real end of the fourth epoch came with the
destruction of the northern kingdom and the formal end of the tribal
confederacy. In the southern kingdom, the Davidic dynasty was completely
entrenched in a unitary state, whose boundaries were extended by
Hezekiah and his successors to include significant portions of Israel.
Hezekiah himself acted to reunify the people through a renewal of the
Pesah (Passover) observance in Jerusalem, a covenantal act. The
consolidation of the monarchy and the centralization of political power
coincided with the rise of the prophetic tradition in its second form,
as a counterweight to king, court, and temple. It was this somewhat
revised prophetic tradition which was used by the prophets to review and
modify the revised organic law, establishing the fifth epoch (721-440
BCE) as the period in which the Prophetic Torah took form.
The climactic event of the fifth epoch was the Josianic
Reform. This important event followed on the heels of a period in which
the old constitution had been persistently violated and even abandoned
by the powerholders in Judah. It involved a recovenanting between the
king, the people, and God under the auspices of the high priest. When
the opportunity came for the restoration of the fundamental law, its
restorers were able to capitalize on the chaotic situation to revise the
constitution so as to include the body of prophetic doctrine that had
been progressively developed under the Prophetic Torah. The account of
this constitutional reform is embodied in the biblical discussion of the
rediscovery of the Book of Deuteronomy. It was this Deuteronomic
constitution, as interpreted by the later prophets, which formed the
basis for the maintenance of Jewish national existence during the
transition from a rooted nation in Judea to an exiled people in
Babylonia and back to a new form of nationhood in Judea again.
Constitutionally, then, the destruction of the Temple did not mark the
end of the epoch. Rather, it enabled the prophets to establish their
constitution more firmly without the heavy counterweights of an
enthroned king and a temple. The offices of king and high priest
continued to exist in exile but lost most of their real power.
It was only with the restoration of the national home
in Judea under Persian rule that conditions became sufficiently
different from those of the previous epoch to require another
constitutional revision, particularly once it became clear that the
monarchy would not be restored. Ezra and Nehemiah introduced a fourth
revision of the fundamental law as embodied in the Torah and in doing so
formally brought the Jewish people into a sixth historical epoch
(440-145 BCE). Its founding act was the Sukkot (Tabernacles) covenant
described in the Bible. The body of interpretations that had developed
around the Deuteronomic Constitution to enable it to meet the new
national needs was incorporated into the new framework, which was
further developed through the takkanot (ordinances) of Ezra, the
soferim (lit. "scribes"), and the Knesset ha-Gedolah (Great
Assembly). Under the Ezra Torah, new approaches and interpretations were
developed to make possible the preservation of the greatest degree of
Jewish autonomy feasible under foreign imperial rule.
This constitution and its practical application were
sufficient until the Seleucid oppressions that led to the Hasmonean
Revolt. That event was, in great part, the result of a constitutional
crisis stemming from the attempt by the Seleucids and the Hellenizing
Jews to substitute the constitution of a Greek polis for traditional
Jewish organic law. In the process of overthrowing Seleucid domination
and reestablishing an independent Jewish commonwealth, the sixth
modification of the Jewish constitution emerged, established by Simon
the Nasi by covenant with the people as described in 1 Maccabees,
marking the beginning of the seventh epoch in Jewish history (145
BCE-140 CE). This was the era of the Hasmoneans and the tannaim.
It was marked by Hasmonean political control so long as Jewish
independence continued and the rise of the several Tannaitic parties
(the Hasidim, the Pharisees, etc.) to a position of power in national
life and particularly in regard to the constitutional process. By the
time the monarchs of the Hasmonean dynasty ceased to reign (some time
after they had ceased to rule), Jewish organic law was well concentrated
in the hands of the tannaim (lit. "masters of teaching"),
particularly as they were constituted in the judicial-legislative body
know as the Sanhedrin. The political upheavals of the epoch led to
various regime changes during its course and had far-reaching
constitutional implications for the Jewish people. Nevertheless, they
were tied together by a coherent and continuous constitutional
superstructure throughout.
In this respect, the destruction of the Second Temple
may have been the climactic event of the epoch, but was not, in itself,
a constitutional change. It provides a good example of how, within the
general framework of every epoch, there occur historical events of the
highest significance. It is only when such events and the developments
surrounding them significantly alter the framework itself that
constitutional revision becomes necessary and a new period can be said
to replace the old one. Events such as the destruction of the Temple
must be understood in that context, even if that reduces their dramatic
quality somewhat.
The seventh epoch lasted until the Bar Kokhba revolt
put an end to the possibility of a Jewish state, even within the
framework of the Roman Empire. At that time, the interpretations of the
tannaim were put into a systematic framework by R. Akiva which
became the basis of the Mishnah, which was added to the corpus of Jewish
constitutional law early in the eighth epoch (140-429 CE). The new epoch
under the Mishnaic constitution featured rule by the Nesi'im
(mistranslated Patriarchs) and the Sanhedrin. During this epoch, the
Jewish community in Eretz Israel came under Byzantine control and began
to decline. The Mishnaic constitution served as the basis which eased
the transfer of the center of Jewish life and authority to Babylonia and
whose interpretations in the process led to the compilation of the
Gemara.
The abolition of the office of Nasi marked the end of
the eighth epoch, while the compilation of the Gemara (c. 500 CE)
ushered in the ninth (429-748 CE). During the more than three hundred
years of this epoch, the definitive text of the Talmud was completed and
was applied in a new way, to a diaspora-centered Jewish national life.
The completion of the Talmud marked the last all-embracing textual
change in the constitutional documents. Subsequent epochs are marked by
the development of codes based on the Talmud that included progressively
less in the way of basic constitutional modifications.
The first of these periodic codal revisions was
embodied in the two codes compiled in the middle of the eighth century
in Babylonia, the Halakhot Pesukot and the Halakhot Gedolot. These two
codes have been overlooked as constitutional documents. Despite their
modest character as codes, they mark an epochal change in the character
of constitutional revision, initiating a thousand years of codes. With
them, the period of debate over fundamentals seems to have ended. As the
national homeland became more a memory of the past and a hope for the
future only, the Jewish constitutionalists felt the need for definitive
statements, not permissive discussions. They represent the first
constitutional revisions based entirely on a diaspora-centered Jewry,
encompassing the interpretations of the early talmudic period and
preparing the way for the epoch of the Geonim and Yeshivot (c.748-1030
CE). Hence, for the first time, the laws concerning Eretz Israel are
omitted while the 613 commandments first appear in that form.
European Jewry, which inherited the mantle of
leadership from the Babylonian community, was the source of the next
major constitutional revision, which came in the middle of the eleventh
century. The first landmark of this revision, which also marked the
beginnings of the middle talmudic period, was the Safer ha-Halakhot of
R. Isaac Alfasi, the first comprehensive codification of Jewish law. The
epoch's high point was marked by the Mishneh Torah of Maimonides and the
controversy surrounding it. This eleventh epoch lasted from 1038 to 1348
CE.
This epoch brought with it the development of the
kehillah and a set of constitutional devices used throughout
European Jewry to provide a basis for Jewish self-government in the
absence of overarching national or even regional political institutions.
One of the principal constitutional devices to emerge was the rabbinical
responsum as a vehicle for constitutional interpretation. Both were
authentically Jewish responses to the new conditions of the High Middle
Ages in which the Jews found themselves. In principle, each new
kehillah was organized as a partnership with the authority of a
bet din (court authorized to enact ordinances) on the basis of a
local covenant which followed a standard halakhic mold.
The twelfth epoch (1348-1648 CE) began with the
communal reconstitutions required in the aftermath of the dislocations
generated by the Black Death (1348). The principal documentary
expressions of the new constitutional epoch were the Arba'ah Turim,
which established the organization used in all subsequent codifications,
including the Shulhan Arukh, and the codification of communal ordinances
in Spain which brought together the basic constitutional framework for
Jewish self-government. The Iberian expulsions represented its
climactive events. They actually infused new life into Sephardic Jewry,
which created its own diaspora including the centers in Safed, Salonika,
and Constantinople. By the late seventeenth century, however, the real
decline did set in. From that point on, the leadership of world Jewry
began to pass to the Ashkenazim.
The culminating events of the epoch revolved around the
Sabbatean movement, which brought an end to medieval forms of
messianism, on one hand, and opened up new avenues for the succor of
individual Jews in new lands, on the other. This transition was marked
by another constitutional revision, the last to take place fully within
the traditional halakhic framework. It signified the beginning of
the thirteenth epoch in Jewish history (1648-1948 CE), parallel to the
modern epoch in world history. Though it is common to date modern Jewish
history from the middle of the eighteenth century, a closer examination
of the history of recent centuries strongly indicates that a more
accurate reckoning will place the change in the middle of the
seventeenth century, when the Jews began to enter western society. Its
culmination is to be found in the Holocaust and the rise of Israel.
The completion of the Shulhan Arukh by R. Joseph Caro
and the Mapah, its Ashkenazic modification, by R. Moses Isserles in the
latter quarter of the sixteenth century provided the code for the new
epoch, for those who remained within the fold of tradition. These twin
documents also marked the culmination of significant constitutional
revision in the halakhic pattern since they virtually abolished
the amending process. This closed pattern was reflected in the period it
served, both in the normative Judaism of the era and its challengers.
One result of this was that, parallel to the continued life of the
majority of Jews, Sephardim and Ashkenazim alike, within the framework
of halakhah, there emerged a growing share of world Jewry who
lived outside the framework of halakhah and who had to be bound
to the Jewish community, if at all, by different constitutional devices
and forms. Emancipation, the climactic event of this period, provided
the new direction for more and more Jews. Moreover, the emancipated Jews
increasingly dominated the cutting edge of Jewish life.
The rise of modern Zionism provided the basis and the
actions necessary for the task. In bringing together the various
currents of the nineteenth century and providing a means for
reconstitution of the Jewish people in a meaningfully Jewish way to meet
the challenges of the modern age, the Zionist movement initiated a
constitutional revolution that is still under way. The establishment of
the State of Israel marked the initiation of a new constitutional and
historical epoch in Jewish life, parallel to the postmodern epoch in
world history which began at the same time. For the first time since the
collapse of the Second Commonwealth, the basis for inclusion in the
Jewish body politic was something other than halakhah; in this
case it became Jewish peoplehood.
It is not yet clear what kind of constitution will
emerge from the revolution, but it is likely to take the form of a new
covenant of peoplehood. It is not likely to turn on a single
constituting event or written document. Rather it is developing through
a series of pacts and procedures which are already becoming identifiable
and are govern expression through a developing institutional framework.
The results produced by the application of this new constitution already
are visible in Israel and the world Jewish community. Today we are
living in the early stages of the fourteenth epoch of Jewish history, a
period which shows every sign of being one of great constitutional and
historical change. Nevertheless, revolutionary as it may be, it involves
a revision, not an abandonment, of the old constitution.
Representative Government in the Edah
Representative government in the edah subsequent
to the biblical period represents, in many respects, a continuing effort
to maintain ancient forms of participation in new guises, forms that
have disappeared in other modern polities and are only now beginning to
change for the edah. The basis of governance in the original
edah (ca. 1280-1000 B.C.E.) was the assembly of all its citizens
for covenanting and other fundamental constitutional questions, all
adult males for deciding basic policy questions (such as declarations of
constitutionally permitted wars), and the tribally selected
nesi'im on an ad hoc basis for special tasks and a permanent
basis for continuing ones. Governance between edah-like
assemblies was in the hands of notables designated apparently by some
form of consensus, based on the recognition of some families as leading
ones. By the time of the institution of kingship (1000-722 B.C.E.), it
was already apparent that the edah no longer attempted to
assemble as a whole, although there were still assemblies of notables
drawn from all the functioning tribes to play the role of the assembly
of the whole. This system may have persisted in Judah after the fall of
the northern kingdom (ca. 721-440 B.C.E.) -- evidence is scanty -- with
assemblies of the Am Ha-aretz (literally, the people of the
land), consisting of local notables replacing assemblies of tribal
leaders.
When Ezra and Nehemiah reconstituted the Jewish polity
(ca. 440 B.C.E), most of world Jewry continued to live outside Eretz
Israel; hence assembly of the entire edah was impossible even in
theory. It was then that a system of virtual representation was formally
introduced through the establishment of the Anshei Knesset
HaGedolah (Men of the Great Assembly), which assembled in Jerusalem.
This new body was comprised of 120 members symbolically representing a
minyan (quorum of ten) from each of the twelve tribes and, hence,
the edah as a whole, a sign that virtual representation was the
intent behind its formulation. It was really composed of people who
lived in Judah plus one or two members from the communities of the exile
who came to settle in Judah and could be added to the body, who spoke
for the rest of the edah. The transportation technology at the
time made any other system impossible.
This system of virtual representation continued through
the next nine hundred years of Jewish history, even after the diaspora
Jewish communities developed fully articulated governing institutions of
their own. The only changes were that in some periods there was
regularized representation from the diaspora in the edah's
sitting decision-making body, located in Jerusalem until 70 C.E. and
subsequently in other parts of Eretz Israel. It ended only with the
abolition of the Nesiut (patriarchate) by the Romans, ca. 429
C.E.
The yeshivot (another synonym for assembly) in
Babylonia continued this pattern when power passed to them. They became
the virtual representatives of the edah in its rule-making and
adjudication functions, paralleling the Rosh HaGolah (exilarch),
who was the edah's chief magistrate. The yeshivot
continued the tradition of bringing in people from around the Jewish
world to the extent possible on a voluntary, personal choice basis,
consisting of those who decided to come, study, and stay. This
arrangement persisted for six hundred years, until the system was
disrupted by the abolition of the office of Rosh HaGolah in 1042
C.E.
After that, the edah was unable to sustain
equivalent common institutions, surviving as a communications network
for halakhic decision making through correspondence rather than
an assembly. Political organization was confined to local, countrywide,
or, in rare cases, multicountry regions. Hence the system of virtual
representation existed in principle rather than practice. The structure
of the edah changed during the next nine hundred years, being
expressed through a handful of notable halakhic figures whose
decisions gained edah-wide acceptance or a handful of
shtadlanim whose influential services were recognized
edah-wide.
The problems of transportation and communication
encountered by Ezra and Nehemiah in the fifth century B.C.E. remained
unchanged until well into the nineteenth century C.E. At times,
deterioration of conditions made the problems even greater. Not until
the development of the steamboat, railroad, and telegraph did new
technology make continental and intercontinental links feasible.
It was not until the World Zionist Congress (WZO) in
1897 that an effort was made to establish a body representative of the
edah in modern terms: through constituency elections of delegates to a
worldwide congress in which all communities were potentially if not
actually to be represented. Since that time, there has been a striving
to establish such institutions. The WZO was and is a membership
organization. It became worldwide in scope but never embraced a majority
of the edah as members. The World Jewish Congress, established in 1936,
tried to overcome that problem by being based on country affiliates, the
major representative bodies from each countrywide Jewish community.
However, its strength was and is concentrated in Europe and Latin
America with very limited presence in the world's largest Jewish
communities -- the U.S., Israel, the Soviet Union, and France.
Framing organizations were established in the local and
countrywide arenas by the end of the modern epoch or during the first
generation of the postmodern epoch as a culmination of the modernization
process. They were accompanied by a general revolution in transportation
and communications based on air travel and the airwaves. Jews are now
engaged in the reestablishment of effective, continuing edah-wide
framing institutions, principally through the reconstitution of the
Jewish Agency and the WZO. Because transportation and communication
technologies now permit this, it is likely that something serious will
come out of the effort. Nevertheless, this will not be the whole story,
for there are structural limitations to the degree to which formal
representatives of all segments of the edah can assemble on a regular
basis. Thus we are returning to the situation of ancient Israel but on a
worldwide scale. Leading figures representing the elements of the
edah come together at regular intervals and are involved in
consultations in between; but the day-to-day business is still conducted
by virtual representatives, including people co-opted into the governing
circles who might not be formally chosen through the standard processes
because of their proximity or their wealth.
It should be noted that the effort to reconstitute the
Jewish Agency as an edah-wide instrument was not initiated
without a struggle. Initially, the reestablished State of Israel was
viewed by many, especially Israelis, as the sole institutional
embodiment of the edah. Hence the Israeli Knesset was established
with 120 members in imitation of Anshei Knesset HaGedolah and
with the clear intention of being the virtual representative of all
world Jewry because of its constituent position as the center of
authority in the Jewish state. This did not happen because the diaspora
would not -- could not -- accept the Israeli legislative body as its
spokesman; hence there was the need to go back to the WZO/Jewish Agency
to develop a more broadly representative body, though one in which
Israel would play the leading role.
Jewish Communities in the Modern World
The Jewish polity has undergone many changes since its
inception somewhere in the Sinai Desert but none have been more decisive
than those that have affected it in the past three centuries.25 The inauguration of the modern epoch, born
out of the revolution in science, technology, politics, economics, and
religion that cause the Western world to take a radical turn in the
mid-seventeenth century, initiated a process of decorporatization of
Jewish communal life that gained momentum for the following two
centuries.26 Jewish corporate autonomy,
a feature of diaspora existence in one way or another since the
Babylonian settlements are all products of the modern epoch. World War I
brought down the last remnants of that kind of autonomy in Europe, where
it had been on the wane for two centuries. Only in certain of the Muslim
countries did the old forms persist until the nationalist revolutions of
the period after World War II eliminated them.
Decorporatization -- perhaps denationalization is a
better term -- brought with it efforts to redefine Jewish life in
Protestant religious terms in western Europe and North America and
socialist secular ones in eastern Europe and, somewhat later, in Latin
America. In Europe the process was promoted from within the Jewish
community and without by Jews seeking wider economic and social
opportunities as individuals and by newly nationalistic regimes seeking
to establish the state as the primary force in the life of all residents
within its boundaries. In the Americas, it came automatically as
individual Jews found themselves in the same position as other migrants
to the New World.
Out of decorporatization came new forms of Jewish
communal organization in the countrywide and local arenas: (1) the
consistoire of postrevolutionary France which spread to the other
countries within the French sphere of influence in Europe and the
Mediterranean basin -- an attempt to create a Jewish "church" structure
parallel to that of the Catholic Church; (2) the nineteenth-century
Central European kehillah or cultesgemeinde, essentially a
religious and social agency chartered and regulated by the secular
government to provide an official framework for all Jews parallel to the
frameworks binding Christians in the state; (3) the united
congregational pattern of Britain and its overseas settlements by which
Jews voluntarily banded together to create a board of notables
("deputies") to represent Jewish interests to the government of the host
country; (4) the radically individualistic "congregational" pattern of
the United States by which individual Jews voluntarily banded together,
principally in the local arena, to create whatever kinds of Jewish
associations they wished without any kind of supralocal umbrella
organization even for external representation and (5) separate communal
associations based on the Landsmannschaft (country of origin
society) principle, which became the basis for voluntary affiliation of
the Jewish immigrants to Latin America. The common denominator of all
these different forms was their limited scope and increasingly voluntary
character.
While these organizational changes were taking place, a
two-pronged demographic shift of great importance began: the live birth
and survival rate among Jews rose rapidly, causing the number of Jews in
the world to soar, and the Jews began to migrate at an accelerating rate
to the lands of the Western world's great frontier (the Western
Hemisphere, southern Africa, and Australia in particular but also in
smaller numbers to East Asia), thus initiating a shift in the balance of
Jewish settlement in the world (see Table 1).27
Table 1
JEWISH POPULATION AND DISTRIBUTION BY CONTINENT
(in thousands)
| |
1840 |
1900 |
1939 |
1982 |
| Continent |
Total |
% |
Total |
% |
Total |
% |
Total |
% |
| Europe* |
3,950 |
87.8 |
8,900 |
80.9 |
9,500 |
56.8 |
2,843 |
21.9 |
| Asia |
300 |
6.7 |
510 |
4.6 |
1,030 |
6.2 |
3,417 |
26.3 |
| Africa |
198 |
4.4 |
375 |
3.4 |
625 |
3.7 |
172 |
1.3 |
North and South America |
50 |
1.1 |
1,200 |
10.9 |
5,540 |
33.1 |
6,478 |
49.9 |
| Oceana |
2 |
- |
15 |
0.2 |
33 |
0.2 |
79 |
0.6 |
| Total |
4,500 |
100.0 |
11,000 |
100.0 |
16,728 |
100.0 |
12,989 |
100.0 |
Sources: Jacob Lestschinsky, Tfutzot Yisrael ahar
haMilhamah, Tel Aviv, 1958; American Jewish Year Book, 1968
and 1984.
* Including Russia
Finally, the modern epoch saw Jewish resettlement of
the Land of Israel. The first settlers to come as founders of new
settlements began to arrive in the seventeenth century and continued
regularly thereafter, pioneering new communities of a traditional
character within the framework of the Ottoman Empire's millet
system.28 They were followed by the
Zionist pioneers who, beginning in the last decades of the nineteenth
century, created new forms of communal life as part of the latest stage
in the transformation of the Jewish people.29
Beginning a New Epoch
World War II marked the culmination of all the trends
and tendencies of the modern epoch and the end of the epoch itself for
all peoples. Sometime between 1946 and 1949, the postmodern epoch began.
For the Jewish people, the Holocaust and the establishment of the State
of Israel provided the pair of decisive events that marked the crossing
of the watershed into the postmodern world. In the process, the entire
basis of the Jewish polity was radically changed, the locus of Jewish
life shifted, and virtually every organized Jewish community was
reconstituted in some way.
Central to the reconstitution was the reestablishment
of a politically independent Jewish commonwealth in Israel. The
restoration of the Jewish state added a new factor to the edah,
creating a new focus of Jewish energy and concern precisely at the
moment when the older foci had reached the end of their ability to
attract most Jews. As the 1967 crisis demonstrated decisively, Israel
was not simply another Jewish community in the constellation but the
center of the world for Jews.
The Jewry that greeted the new state was no longer an
expanding on that was gaining population even in the face of the
attrition of intermarriage and assimilation. On the contrary, it was a
decimated one (even worse, for decimated means the loss of one in ten;
the Jews lost one in three); a Jewry whose very physical survival had
been in grave jeopardy and whose rate of loss from defections came close
to equaling its birthrate. Moreover, the traditional strongholds of
Jewish communal life in Europe (which were also areas with a high Jewish
reproduction rate) were those that had been wiped out.
At the end of the 1940s the centers of Jews life had
shifted decisively away from Europe to Israel and North America. By
then, continental Europe ranked behind Latin America, North Africa, and
Great Britain, as a force in Jewish life. Its Jews were almost entirely
dependent on financial and technical assistance from the United States
and Israel. Except for those in the Moslem countries that were soon
virtually to disappear, the major functioning Jewish communities all had
acquired sufficient size to become significant factors on the Jewish
scene only within the previous two generations. In many cases, the
original shapers of those communities were still alive, and many were
still the actual community leaders. The Jewish world had been
willy-nilly thrown back to a pioneering stage.
This new epoch is still in its early years, hardly more
than a single generation old; hence, its character is still in its
formative stages. Nevertheless, with the establishment of the State of
Israel in 1948 the Jewish polity began a constitutional change of
revolutionary proportions, inaugurating a new epoch in Jewish
constitutional history. For the first time in almost two millennia, the
Jewish people were presented with the opportunity to attain citizenship
in their own state. Israel's very first law (Hok Ha-Shevut, the
Law of Return) specified that every Jew had a right to settle in Israel
and automatically acquire Israeli citizenship.
To date, only a fraction of the edah have taken
advantage of Israel's availability. Most continue to live in the lands
of the diaspora of their own free will. Hence the dominant structural
characteristic of the edah continues to be the absence of a
binding, all-embracing political framework, although it now has a focus.
The State of Israel and its various organs have a strong claim to
preeminence in fields that touch on every aspect of Jewish communal
life. The Israeli leadership have argued consistently that Israel is
qualitatively different from the diaspora and hence its centrality must
be acknowledged. The American Jewish leadership, in particular, have
taken the position that Israel is no more than first among equals.
Nevertheless, the reestablishment of a Jewish state has crystallized the
edah as a polity, restoring a sense of political involvement
among Jews and shaping a new institutional framework in which the
business of the edah in conducted.
The diffusion of authority and influence which
continues to characterize the structure of the edah and its
components has taken various forms in the new epoch. The keter
malkhut has been transformed into a network of single and
multipurpose functional authorities, most of which do not aspire to do
more than serve their particular functions, but all of which acknowledge
the place of the State of Israel at the fulcrum of the network. The
keter kehunah has become a conglomeration of synagogue movements
and their rabbinates, who are mainly responsible for ritual and pastoral
functions. Each manages -- independently -- various ritual functions in
a manner it deems appropriate to its own traditions, perspectives, and
environment. That each of these movements has established a framework
with worldwide aspirations, such as the World Union for Progressive
Judaism and the World Council of Synagogues, merely underlines the new
organizational character of the edah.
Sectoral segmentation is most pronounced in the
keter torah. Contemporary Jews take their cues in this domain
from a kaleidoscopic spectrum of authorities. Their range stretches from
the Jewish professors and scholars who influence contemporary Jews'
understanding of what is expected of them as Jews to the rabbinical
leadership of the Orthodox, Conservative and Reform camps, who may use
the traditional devices for ruling on matters of Torah but often in
untraditional ways; to the heads of very traditional yeshivot and the
rebbes of various emigre Hassidic communities who have reestablished
themselves in the principal cities of Israel and the United States from
which they have developed multicountry networks.
The fragmentation of the keter torah is both a
reflection and an expression of the absence yet of a clear cut, commonly
accepted constitutional basis for the entire edah. The tendency
toward a wide variety of interpretations of the Torah (traditionally
referred to in Hebrew as Torat Moshe, the teaching of Moses)
which emerged during the modern epoch, has now become exacerbated. It is
a sign of the times that if the Torah is to be included in the
definition of the constitution, it has to be reinterpreted for a
majority of Jews. The reality is that the norms by which Jews live their
lives are interpreted through various prisms, of which the traditional
prism is now only one. Still, it seems that most Jews perceive the Torah
to be a constitutional referent in some way.
This fragmentation is further reflected in the
multiplicity of camps and parties which exert influence on the life of
the edah and its constituents. Broadly speaking, the principal camps can
be termed: the Orthodox and the Masorti (traditional) who see themselves
as continuing the ways of the Pharisees, the Liberal religious, and the
Neo-Sadducees. The last includes Israelis seeking to express their
Judaism through Israeli Jewry's emerging civil religion -- Zionists --
and those diaspora Jews who find their best means of Jewish expression
in the Jewish communal institutions. These camps are separate but not
mutually exclusive. Presented diagrammatically, they ought to be viewed
as a triangle, a device that stresses their points of overlap as well as
their distinctiveness. The Mizrahi Party, for instance, straddles the
Zionist and the Orthodox camps, viewing its Zionism as one expression of
its Orthodoxy. Increasingly, too, do the Conservative (Masorati) and
Reform (Liberal) movements find themselves linked with Zionism. At the
same time, the Neturei Karta, the secular Zionists, and the surviving
classical Reform elements remain separated in their respective
camps.
Whatever its form of organization, the primary fact of
Jewish communal life today is its voluntary character. Although there
are differences from country to country in degree of actual freedom to
be Jewish or not, the virtual disappearance of the remaining legal and
even social or cultural barriers to individual free choice in all but a
handful of countries has made free association the dominant
characteristic of Jewish life in the postmodern era. Consequently, the
first task of each Jewish community is the learn to deal with this
freedom. This task is a major factor in determining the direction of the
reconstitution of Jewish life in this generation.
The new voluntarism also extends into the internal life
of the Jewish community, generating pluralism even in previously free
but relatively homogeneous or monolithic community structures. This
pluralism is increased by the breakdown of the traditional reasons for
being Jewish and the rise of new incentives for Jewish association. This
pluralistic Jewish polity can best be described as a communications
network of interacting institutions, each of which, while preserving its
own structural integrity and filling its own functional role, is
connected to the others in a variety of ways. The boundaries of the
polity, insofar as it is bounded, are revealed only when the pattern of
the network is uncovered. The pattern stands revealed only when both its
components are: its institutions and organizations with their respective
roles and the way in which communications are passed between them.
The pattern is inevitably dynamic. There is rarely a
fixed division of authority and influence but, instead, one that varies
from time to time and often from issue to issue, with different entities
in the network taking on different "loadings" at different times and
relative to different issues. Because the polity is voluntary,
persuasion rather than compulsion, influence rather than power, are the
only tools available for making and executing policies. This, too, works
to strengthen its character as a communications network because the
character, quality, and relevance of what is communicated and the way in
which it is communicated frequently determine the extent of the
authority and influence of the parties to the communication.
The reconstitution of the edah is only in its
beginning stages; its final form for this epoch cannot yet be foreseen.
At this writing, the Jewish people is in the buildup period of the
second generation of the postmodern epoch and is actively engaged in
trying to work through a new constitutional synthesis, both political
and religious. It is likely that the constitution for the new epoch will
find its source in the traditional Torah as understood and interpreted
in traditional and nontraditional ways. The continued reliance on the
Torah as a constitutional anchor could not have been forecast during the
first generation of the new epoch, when the late modern trend of
secularization was still alive. But it is now fair to conclude that for
most Jews, the Torah continues to serve as a constitutional foundation
even though they no longer feel bound by its commandments as
traditionally understood.
A second element in the new constitutional framework is
the commitment to Jewish unity and peoplehood as embodied in the network
of institutions serving the edah. This commitment is basically
founded on a people-wide consensus. However, it is also acquiring a
documentary base through congeries of quasi-covenantal constitutional
documents generated in the new institutions of the edah. These
may develop into a comprehensive postmodern constitutional supplement to
the edah's historic constitution, following the patters of
earlier epochs.
Notes
1. This chapter is based on material originally
presented in four publications by the author, "The Reconstitution of
Jewish Communities in the Post-War Period," Jewish Journal of
Sociology, vol. 11, no. 2 (December 1969), pp. 188-226; "Kinship and
Consent in the Jewish Community," Tradition, vol. 14, no. 4 (Fall
1974), pp. 63-79; Covenant and Freedom in the Jewish Political
Tradition, Annual Sol Feinstone Lecture, (Philadelphia: Gratz
College, March 1981); and Participation and Accountability in the
American Jewish Community, (New York: Council of Jewish Federations
and Association of Jewish Community Organization Personnel, 1980).
2. The close connections between the theological and
the political are made manifest in Jewish literature beginning with the
Bible. In our time, Martin Buber has been the foremost expositor of
those connections. See, in particular, his Kinship of God, trans.
Richard Scheimann (London: G. Allen and Unwin, 1967). See also Hans
Kohn, The Idea of Nationalism (New York: Collier Books, 1944),
chap. 2; and Harold Fisch, Jerusalem and Albion (New York:
Schocken Books, 1964).
3. Jews have always desired an independent territorial
state, but they have desired it only as a means to a larger end and not
as an end in itself.
4. Robert Pranger, The Eclipse of Civilization
(following the Bible and) Aristotle, among others, provides a useful
discussion of citizenship as the creation of official identity, itself a
culturally created necessity for every man that enables men to become
fully human. The necessity for citizenship has become universal (p. 10):
"In the language of psychology, citizenship supplies an integral segment
of one's 'identity pattern,' something taken as second nature." It is in
this sense that the concept is used here. See also Benjamin Akzin,
State and Nation. Relevant to the Jewish situation is D.F. Aberle
et al., "The Functional Prerequisites of a Society," Ethics, vol.
60, no. 2 (January 1950), pp. 100-110. On the compatibility of multiple
loyalties, see Morton Grodzins, The Loyal and the Disloyal
(Chicago: University of Chicago Press, 1957).
5. Pranger, The Eclipse of Civilization, following
Sheldon S. Wolin in Politics and Vision (Boston: Little and
Brown, 1960), defines this phenomenon as the carving out of political
space, space "shaped by a dualist structure of tangible objects and
subjective perceptions which arranges a system of shared political
meanings among citizens and also establishes these meanings in
hierarchies of valued priorities." Pranger continues, "Around a nation
are drawn a number of physical and non-physical boundaries within which
citizens feel at home, outside of which they are foreigners. Such a
space is molded by objective factors such as geographical frontiers, an
economic system, a legal system, a common political language..., and by
the special governmental institutions calls offices. But one also
discovers certain subjective perceptions and expectations that members
share about correct political action, expectations drawn from the
members' own individual needs and values and from the social symbolism
attributed to boundaries, economics, language, and governments. These
symbolic perceptions may not find common agreement throughout a nation.
Nevertheless, there are often common relationships between more
specialized perceptions which entitle an observer to speak of a
'pattern' for even the heterogeneous political life of a Switzerland or
an India.... In every political situation, no matter how transient, one
can locate such patterns of civic expectations." Pranger defines this as
the political culture of a "national state" but with a few modifications
it is useful in defining the political space and culture of the Jewish
polity. Thus, for example, this concept being related to the study of
Jewish political life, the tangible objects are the patterns of
community organization and activity; the subjective perceptions relate
to the questions of individual identity and involvement. See also Daniel
J. Elazar and Joseph Zikmund, eds., The Ecology of American Political
Culture: Readings (New York: Thomas Y. Crowell, 1975), Introduction.
6. The biblical understanding of the covenant as a
consensual, theopolitical act is discussed in George E. Meandenhall,
The Tenth Generation; R.A.F. MacKenzie, S.J. Faith and History
in the Old Testament (New York, 1963); see chap. 3, "Israel's
Covenant with God."
7. The record of the reaffirmation of the covenant in
the Bible is easily discernible in the text itself. Buber, Kinship of
God, deals with this in his textual exegesis. See also the studies
of Avraham Malamut, "Organs of Statecraft in the Israelite Monarchy,"
The Biblical Archaeologist vol. 28, no. 2 (1965), pp. 34-51; G.E.
Mendenhall, "Covenant Forms in Israelite Tradition," The Biblical
Archaeologist vol. 17, no. 3 (1954), pp. 50-76; Hayim Tadmor, "'The
People' and the Kingship in Ancient Israel: The Role of Political
Institutions in the Biblical Period," Journal of World History
vol. 11, no. 1-2 (1968), pp. 46-68; Moshe Weinfeld, "The Transition From
Tribal Republic to Monarchy in Ancient Israel and Its Impression on
Jewish Political History," in Daniel J. Elazar, ed., Kinship and
Consent: The Jewish Political Tradition and its Contemporary Uses
(Ramat Gan: Turtledove Publishing Co., 1981), pp. 151-166.
8. Leo Baeck discusses this phenomenon in This
People Israel: The Meaning of Jewish Existence (Philadelphia: Jewish
Publication Society of America, 1965). The historic evidence is mustered
in Daniel J. Elazar and Stuart Cohen, The Jewish Polity
(Bloomington, Ind.: Indiana University Press, 1985).
9. See, for example, Louis Finkelstein, Jewish
Self-Government in the Middle Ages, 2d ed. (New York: Jewish
Theological Seminary, 1964); and H.H. Ben-Sasson, Perakim beToldot
haYehudim beYamei haBaynayim (Chapters in the History of the Jews in
the Middle Ages) (Tel Aviv: Am Oved, 1969).
10. Cf. Daniel J. Elazar and John Kincaid, eds.,
Covenant, Polity, and Constitutionalism (Lanham, Md.: University
Press of America and Center for the Study of Federalism, 1982) and
Daniel J. Elazar, "Covenant as the Basis of the Jewish Political
Tradition," The Jewish Journal of Sociology, vol. 20, no. 1 (June
1978), pp. 5-37.
11. Daniel J. Elazar, "The Constitution, the Union, and
the Liberties of the People," Publius, vol. 8, no. 3 (Summer
1973), pp. 141-75.
12. See, for example, Delbart R. Hillers, Covenant:
The History of a Biblical Idea (Baltimore: John Hopkins Press,
1969).
13. Ibid.
14. Ibid.
15. Cf. Gordon Freeman, "Rabbinic Conceptions of
Covenant," in Daniel J. Elazar, ed., Kinship and Consent: The Jewish
Political Tradition and its Contemporary Uses (Jerusalem and
Washington, D.C.: Center for Jewish Community Studies and University
Press of America, 1983).
16. See I.A. Agus, The Heroic Age of Franco-German
Jewry (New York: Yeshiva University Press, 1969); "On Power and
Authority: Halachic Stame of the Tradition Community and Its
Contemporary Implications," in Daniel J. Elazar, ed., Kinship and
Consent: The Jewish Political Tradition and its Contemporary Uses
(Ramat Gan: Turtledove Publishing Co., 1981); Gerald Blidstein,
"Individual and Community in the Middle Ages,"; Daniel J. Elazar, ed.,
Kinship and Consent; Daniel J. Elazar and Stuart A. Cohen, The
Jewish Polity: Jewish Political Organization from Biblical Times to the
Present (Indianapolis: Indiana University Press, 1985), especially
Epoch XI.
17. R. Judah HaBarceloni, Sefer HaShtarot.
18. In the words of The Federalist, force,
accident, or choice. See Alexander Hamilton, John Jay, and James
Madison, The Federalist (1788), No. 1.
19. Daniel J. Elazar and Stuart A. Cohen, The Jewish
Polity: Jewish Political Organization from Biblical Times to the
Present (Bloomington, Ind.: Indiana University Press, 1985),
Introduction; Robert Gordis, "Democratic Origins in ancient Israel: The
Biblical Edah" in Alexander Marx Jubilee Volume (New York: Jewish
Theological Seminary, 1950); Moshe Weinfeld, "The Transition from Tribal
Republic to Monarchy in Ancient Israel and Its Impression on Jewish
Political History," in Daniel J. Elazar, ed., Kinship and Consent
(Washington, D.C.: University Press of America, 1983).
20. The Jewish Polity, op. cit.
21. See Stuart A. Cohen, The Concept of the Three
Ketarim, Working Paper No. 18 of Workshop in the Covenant Idea and
the Jewish Political Tradition (Ramat Gan and Jerusalem: Bar Ilan
University Department of Political Studies and Jerusalem Center for
Public Affairs, 1982).
22. This discussion draws heavily on the political
science literature on constitutionalism. Standard works on the subject
include James Bryce, Constitutions (New York: Oxford University
Press, 1905); Carl J. Friedrich, Constitutional Government and
Politics: Nature and Development (Boston: Ginn and Co., 1937) and
"Constitutions and Constitutionalism," in David L. Sills (ed.),
International Encyclopedia of the Social Sciences, vol. 3 (New
York: MacMillan and Free Press, 1968), pp. 318-326; Charles H. McIlwain,
Constitutionalism, Ancient and Modern (Ithaca, N.Y.: Cornell
University Press, 1947); and M.J.C. Vile, Constitutionalism and the
Separation of Powers (Oxford: Clarendon Press, 1967). Although
otherwise problematic for a system whose origins are in a divine
covenant, Hans Kelsen's constitutional theory is particularly helpful in
this connection, cf. his General Theory of Law and State (New
York: Russell and Russell, 1961).
23. Cf. Josephus Flavius, Antiquities of the
Jews, Book IV, Chap. 8, especially paragraphs 196-198 and Philo,
De Specialibus Legibus, Book IV "De Constitutione Principum." For
an analysis of Philo's political thought, with frequent references to
Josephus and to classical Jewish sources, see Harry Aystryn Wolfson,
Philo: Foundations of Religious Philosophy in Judaism, Christianity,
and Islam (revised edition; Cambridge, Mass.: Harvard University
Press, 1962) vol. 2, chapter 13 "Political Theory," pp. 322-437.
24. For a more complete exposition of this thesis see
Daniel J. Elazar, "The Generation Rhythm of American Politics" in
American Politics Quarterly, vol. 6, no. 1 (January 1978). After
developing this theory out of his work in American political history,
Elaza discovered the European literature on the subject which thoroughly
parallel his own conclusions. Chief proponents of the generational
thesis include Aguste Comte, Karl Mannheim, Julian Marias, John Stuart
Mill, and Jose Ortega y Gasset. Comte was the fist to suggest the
historical process of generational succession. Mill developed Comte's
idea of social generations and Ortega y Gasset added the dimension of
multigenerational epochs as the macrostructure of history based on the
generation as the microstructure. For an overview of their thought, see
Julian Marias, "Generations: The Concept" in Sills (ed.),
International Encyclopedia of Social Sciences, vol. 6, pp. 88-92,
and his Generations: A Historical Method (translated by H. Raley;
New York: OUP, 1970).
25. Howard M. Sachar's The Course of Modern Jewish
History (New York: Dell Publishing, 1958) is a comprehensive source
of the history of Jewish life in this period. The changes themselves are
discussed by Jacob Katz in Tradition and Crisis (New York: Free
Press of Glencoe, 1965) and Michael A. Meyer, The Origins of the
Modern Jew: Jewish Identity and European Culture in Germany
1794-1824 (Detroit: Wayne State University Press, 1967). See also
Louis Finkelstein, ed., The Jews: Their History, Culture, and
Religion (Philadelphia: Jewish Publication Society of America,
1960), 3d ed., 2 vols.; Salo W. Baron, "The Modern Age" in Leo W.
Schwarz, ed., Great Ages and Ideas of the Jewish People (New
York: The Modern Library, 1956), pp. 315-484.
26. For a brief exposition of this definition of the
modern epoch, particularly as it applies to the United States, see
Daniel J. Elazar, Cities of the Prairie (New York: Basic Books,
1970), Introduction and Appendix; and, by the same author, Toward a
Generational Theory of American Politics (Philadelphia: Center for
the Study of Federalism, 1968). The writer has discussed this
periodization of Jewish history in "A Constitutional View of Jewish
History," Judaism, vol. 10, no. 3 (Summer 1961), pp. 256-64.
27. Cf. Jacob Lestichinsky, Tfutzot Yisrael Ahar
haMilhamah (The Dispersions of Israel After the War) (Tel Aviv,
1958) (Hebrew); Aryeh Tartakower, HaHevrah haYehudit (Jewish
Society) (Tel Aviv: Massada, 1957-59) (Hebrew).
28. Yitzhak Ben-Zvi, Toldot Eretz Yisrael beTekufah
haOtomanit (History of the Land of Israel in the Ottoman Period),
(Jerusalem: Yad Itzhak Ben Zvi, 1955) (Hebrew); Robert Sherevsky,
Avraham Katz, Yisrael Kolatt, and Hayim Barkai, Meah Shanah ve'od 20
(One Hundred Years and Another 20), (Tel Aviv: Ma'ariv 1968)
(Hebrew).
29. It should be noted that most, if not all, of the
first colonies were founded by covenants or articles of agreement, thus
continuing the classic Jewish pattern. Cf. Daniel J. Elazar, Israel:
Building a New Society (Bloomington, Ind.: Indiana University Press,
1986).